RA · SEBI (RA) Regulations
Research Analysts
Research Analysts are held to strict standards of independence, disclosure and record-keeping. We help individual and corporate RAs register correctly and stay compliant thereafter.
Scope of engagement
- Registration application and documentation support
- Disclosure, conflict-of-interest and research report frameworks
- Annual compliance audit
- Client agreement and terms & conditions drafting
- Record maintenance and grievance mechanism setup
- Advisory on regulatory changes and circulars
