DP · NSDL & CDSL
Depository Participants
Depository Participants carry the custody of investor securities. We review your operations against depository bye-laws and SEBI requirements so that every account, instruction and record stands up to scrutiny.
Scope of engagement
- Concurrent audit and internal audit of DP operations
- Account opening, KYC and modification process checks
- Delivery Instruction Slip (DIS) and POA / DDPI controls
- Depository inspection support and response drafting
- Grievance redressal and record maintenance reviews
- Policy documentation and periodic reporting
