PMS · SEBI (PM) Regulations
Portfolio Managers
Portfolio Managers balance discretionary mandates with a demanding disclosure and reporting regime. We bring structure to your compliance function.
Scope of engagement
- Registration and documentation support
- Disclosure document and client agreement review
- Periodic reporting to SEBI and clients
- Compliance monitoring and internal reviews
- Inspection preparation and response support
- PMLA / AML and KYC framework review
Discuss your PMS compliance
Share your current set-up and we'll suggest a scope that fits.
Enquire now